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Compliance and enforcement data

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​The Regulatory Authority investigates and responds to non-compliance when it receives intelligence (including through notifications, complaints or service visits) about possible breaches of the legislation.

Compliance

In any large industry, there are instances of non-compliance. Breaches of the National Law and National Regulations are often minor or technical in nature and most approved providers are willing and able to work with the Regulatory Authority to address non-compliance when identified.

In Queensland, there is a high degree of service compliance. When non-compliance occurs, the Regulatory Authority takes prompt and proportionate action to ensure children’s health, safety and wellbeing is maintained.

Compliance actions taken

The table below shows the number of statutory compliance actions issued by the Regulatory Authority in Q3, 2024–25 FY. Figures for earlier quarters are provided for comparison.

Compliance action typeThis quarter (Q3, 2024–25 FY)Previous quarter (Q2, 2024–25 FY)Same quarter last FY (Q3, 2023–24 FY)% change on same quarter last year
Compliance notice issued148139147+0.7%
Compliance direction issued302739-23.1%
Emergency action notice issued10716-37.5%
Enforceable undertaking issued9090.0%
Prohibition notice issued327-57.1%
Show cause2611-81.8%
Approval cancelled110N/A
Condition imposed100N/A
Prosecution initiated113-66.7%
Approval amended011-100.0%
Inappropriate person excluded001-100.0%
Notice of suspension issued0000.0%
Total 205 184 234 -12.4%

Top 5 breaches of the National Law

The table below shows the top 5 most common breaches* of the National Law in Queensland in Q3, 2024–25 FY. The top 5 breaches in earlier quarters are listed for comparison.

Top 5 breaches this quarter (Q3, 2024–25 FY)

National Law breachNumber of breaches
s165 Offence to inadequately supervise children197
s167 Offence relating to protection of children from harm and hazards149
s166 Offence to use inappropriate discipline87
s174 Offence to notify certain information to Regulatory Authority64
s169 Offence relating to staffing arrangements35

Top 5 breaches previous quarter (Q2, 2024–25 FY)

National Law breachNumber of breaches
s165 Offence to inadequately supervise children202
s167 Offence relating to protection of children from harm and hazards110
s166 Offence to use inappropriate discipline90
s174 Offence to notify certain information to Regulatory Authority 58
s169 Offence relating to staffing arrangements31

Top 5 breaches same quarter last year (Q3, 2023–24 FY)

National Law breachNumber of breaches
s165 Offence to inadequately supervise children128
s167 Offence relating to protection of children from harm and hazards112

s174 Offence to notify certain information to Regulatory Authority

68
s166 Offence to use inappropriate discipline62
s169 Offence relating to staffing arrangements30

Top 5 breaches of the National Regulations

The table below shows the top 5 most common breaches* of the National Regulations in Queensland in Q3, 2024–25 FY. The top 5 breaches in earlier quarters are listed for comparison.

Top 5 breaches this quarter (Q3, 2024–25 FY)

National Regulations breachNumber of breaches
r103 Premises, furniture and equipment to be safe, clean and in good repair146
r170 Policies and procedures to be followed98
r97 Emergency and evacuation procedures97
r77 Health, hygiene and safe food practices48
r99 Children leaving the education and care service premises40

Top 5 breaches previous quarter (Q2, 2024–25 FY)

National Regulations breachNumber of breaches
r103 Premises, furniture and equipment to be safe, clean and in good repair127
r97 Emergency and evacuation procedures100
r170 Policies and procedures to be followed80
r99 Children leaving the education and care service premises56
r77 Health, hygiene and safe food practices45

Top 5 breaches same quarter last year (Q3, 2023–24 FY)

National Regulations breachNumber of breaches
r103 Premises, furniture and equipment to be safe, clean and in good repair199
r97 Emergency and evacuation procedures
131
r170 Policies and procedures to be followed67
r77 Health, hygiene and safe food practices 46
r87 Incident, injury, trauma and illness record44

Top 5 breaches of the National Law and National Regulations by service type

The table below shows the top 5 most common breaches* of the National Law and National Regulations in Queensland in Q3, 2024–25 FY by National Quality Framework service type.

Long day care

National Law and National Regulations breachNumber of breaches
s165 Offence to inadequately supervise children139
r103 Premises, furniture and equipment to be safe, clean and in good repair119
s167 Offence relating to protection of children from harm and hazards104
s166 Offence to use inappropriate discipline 84
r97 Emergency and evacuation procedure 73

Outside school hours care

National Law and National Regulations breachNumber of breaches
s165 Offence to inadequately supervise children49
s167 Offence relating to protection of children from harm and hazards39
r99 Children leaving the education and care service premises25
r170 Policies and procedures to be followed24
r97 Emergency and evacuation procedures21

Kindergarten

National Law and National Regulations breachNumber of breaches
s165 Offence to inadequately supervise children7
r103 Premises, furniture and equipment to be safe, clean and in good repair5
s167 Offence relating to protection of children from harm and hazards5
r160 Child enrolment records to be kept by approved provider and family day care educator3
r99 Children leaving the education and care service premises2

Family day care

National Law and National Regulations breachNumber of breaches
r103 Premises, furniture and equipment to be safe, clean and in good repair5
s165 Offence to inadequately supervise children3
r104 Fencing2
s164A Offence relating to the education and​ care of children by family day care service2
r99 Children leaving the education and care service premises2

*In instances where provisions in the top 5 have an equal number of breaches in the reporting period, the Regulatory Authority will select the National Law section or National Regulation that typically presents the greatest risk to children when breached.


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Last updated 20 May 2025